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licenses & documents

Memorandum and articles of association
Memorandum and articles of association
Certificate of Incorporation
Certificate of Incorporation
Certificate of Change of name
Certificate "the Registered Office"
Certificate "the Registered Office"
Certificate of Good Standing
Certificate of Good Standing
Pillar III Disclosures
Pillar III Disclosures 2019
Pillar III Disclosures 2018
Pillar III Disclosures 2017
Disclosures OCCL 2016 in accordance with CySEC Directive DI144-2007-05
Disclosures OCCL 2015 in accordance with CySEC Directive DI144-2007-05
Disclosures OCCL 2014 in accordance with CySEC Directive DI144-2007-05
Disclosures OFCL 2013 in accordance with CySEC Directive DI144-2007-05
Auditor's report for 2015
Auditor's report for 2014
Auditor's report for 2013
Licenses
Amendment of the Cyprus investment firm authorization (2014)
Amendment of the Cyprus investment firm authorization (2011)
Operation License (2008)
Statement of Otkritie Capital Cyprus Limited
Statement of Otkritie Capital Cyprus Limited as of 22/05/2019
Statement of Otkritie Capital Cyprus Limited as of 17/07/2018
Statement of Otkritie Capital Cyprus Limited as of 31/08/2017
Statement of Otkritie Capital Cyprus Limited for 2016
Statement of Otkritie Capital Cyprus Limited for 2015
Top 5 Execution Venues – Annual Report

In accordance with the Law 87(I)/2007 and EU Regulation 2017/565, the Company is required to make public on an annual basis, for each class of financial instruments, the top five execution venues in terms of trading volumes where it executed client orders in the preceding year and information on the quality of execution obtained. Similar information will be reported with respect to the top five investment firms (e.g. brokers) where the Company transmitted or placed client orders for execution in the preceding year.

Such information will be published on the Company's website, and will be available in this website for a minimum period of two years. The Company will publish its reports by the end of April of each year.

Top 5 trading venues for 2019 (Summary, Retail, Professional)

Top 5 trading venues for 2018 (Summary, Retail, Professional)

During 2016-2018 OCCL has executed all trades via the UK FCA regulated broker SOVA Capital Limited (formerly known as Otkritie Capital International Limited).

For the top 5 execution venues of SOVA Capital Ltd, please see link: http://sovacapital.com/

Markets in Financial Instruments Directive

Markets in Financial Instruments Directive ("MiFID") replaces the Investment Services Directive of 1993 and comes into effect throughout the European Economic area ("EEa") on November 1, 2007.

MiFID covers three basic areas:

(I) Conduct of business which includes rules governing best execution policies, client categorisation requirements and procedures and defines suitability/appropriateness characteristics, transaction reporting requirements and client order’s handling.

(II) Organisation which includes rules regarding licensing, European passport, compliance and risk management, outsourcing of vital functions, conflicts of interest issues and inducements, and governance in general .

(III) Equity Market transparency which includes rules regarding pre- and post - trade transparency, and new function of systemic internalisation.